Alberta Securities Commission
ASC Blanket Orders currently in effect:
31-505
Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions
Status: Effective 27 Mar 2010
View Related Documents:31-103
31-506
Exemption from Certain Sections of National Instrument 31-103 Registration Requirements and Exemptions in Connection with Transition and Grandfathering Matters
Status: Effective 26 Feb 2010
31-507
Exemption from Sections 3.6, 3.10 and 3.14 of National Instrument 31-103 Registration Requirements and Exemptions for Chief Compliance Officers of Portfolio Managers Adding a Category
31-508
Exemption from Sections 3.5 and 3.9 of National Instrument 31-103 Registration Requirements and Exemptions for Portfolio Managers Adding a Category
31-509
Exemption from Section 3.3 of National Instrument 31-103 Registration Requirements and Exemptions for Representatives of Scholarship Plan Dealers
31-510
Blanket Order 31-510 - Exemption from Section 14.5 of National Instrument 31-103 Registration Requirements and Exemptions for Canadian Firms
31-511
Blanket Order 31-511 - Exemption from Section 13.2(2)(b) of National Instrument 31-103 Registration Requirements and Exemptions for Mutual Fund Dealers
91-503
Over-the-Counter Derivatives Transactions and Commodity Contracts - Consolidated Version
Status: As varied 05 Jun 2008
View Related Documents:91-503
24-501
National Instrument 24-101 Institutional Trade Matching and Settlement
Status: Effective 30 Jun 2008
View Related Documents:24-50124-101
81-102
Certain MFDA Members: Commingling of Funds
Status: Effective 17 April 2007
View Related Documents:81-102
Exemption for trades in certain capital accumulation plans
Status: Effective 21 Oct 2005
View Related Documents:45-106
National Instrument 71-101 Multijurisdictional Disclosure System (Determination)
Status: Effective 01 Nov 1998
View Related Documents:71-101
Postal Service Disruption
Status: Effective 27 Nov 1997
View Related Documents:no related documents