 | Authorization by the ASC under Subsection 22(4) of the Securities Act | Effective 18 Dec 2009 | Authorization |
| Authorization by the ASC under Subsection 22(1) of the Securities Act | Effective 18 Dec 2009 | Authorization |
| Authorization by the Executive Director under Subsection 17(2) of the Securities Act | Effective 23 Nov 2009 | Authorization |
| CSA Notice - Application for recognition of New Regco | Published 08 Feb 2008 | Notice |
| Recognition Order (Proposed) | Published for Comment 08 Feb 2008 | Draft Order |
| Memorandum of Understanding (Proposed) | Published for Comment 08 Feb 2008 | MOU |
| IDA/RS Joint Application Letter | Published for Comment 08 Feb 2008 | Application |
| Recognition of Exchange for Various Provisions of Albert Securities Laws | Amended 01 Feb 2008 | ASC Notice |
| TSX Venture Exchange Inc. Order | Published 08 Sep 2006 | order |
| Recognition of TSX Venture Exchange Inc. | Published 12 Aug 2005 | Recognition |
| Proposed form of ASC Recognition Order | Published 20 May 2005 | Draft Order |
| ASC Notice of proposed amendments to TSX Venture Exchange Recognition Order | Published 20 May 2005 | ASC Notice |
| Schedule A to Application - Blacklined ASC Recognition Order | Published 20 May 2005 | Schedule A |
| Schedule B to Application - Blacklined BCSC Recognition Order | Published 20 May 2005 | Schedule B |
| Schedule C to Application - TSXV Board of Directors Independence Standards | Published 20 May 2005 | Schedule C |
| Application to amend TSX Venture Exchange Recognition Order | Published 20 May 2005 | Application |
| Consent Order for MFDA to Enter into a Co-operative Agreement with Québec regulators | Effective 20 May 2005 | order |
| ASC Notice re consent for MFDA to enter into a Co-operative Agreement with Québec regulators | Published 20 May 2005 | ASC Notice |
| ASC Notice of Application for Approval of MFDA Investor Protection Corporation ("MFDA IPC") | Published 20 May 2005 | ASC Notice |
| Mutual Fund Dealers Association Investor Protection Corporation MFDA IPC Approval Order | Effective 17 May 2005 | order |
| Notice of Revised Application for approval of the Mutual Fund Dealers Association Investor Protection Corporation (MFDA IPC) (Comment period expires March 28, 2005) | Published 25 Feb 2005 | ASC Notice |
| Mutual Fund Dealers Association Investor Protection Corporation proposed draft form of approval order | Published 25 Feb 2005 | Draft Order |
| Revised Application by the Mutual Fund Dealers Association Investor Protection Corporation (MFDA IPC) | Published 25 Feb 2005 | Application |
| Canadian Trading and Quotation System Inc. | As at 28 Jan 2005 | order |
| Notice of Amended and Restated Commission Recognition Order of the Mutual Fund Dealers Association of Canada/Association Canadienne des Courtiers de Fonds Mutuels as a Self-Regulatory Organization for Mutual Fund Dealers | Published 21 May 2004 | ASC Notice |
| Mutual Fund Dealers Association of Canada | Effective 18 May 2004 | Recognition |
| Notice of repeal and replacement of August 12, 2003 recognition of exchanges outside Alberta for purposes of trading in exchange contracts with new recognition dated March 11, 2004 | Published 11 Mar 2004 | ASC Notice |
| Recognition of exchanges outside Alberta for purposes of trading in exchange contracts (BOR 91-501) | Effective 11 Mar 2004 | Recognition |
| Recognition of exchanges outside Alberta for purposes of trading in exchange contracts (BOR 91-501) | Effective 12 Aug 2003 | Recognition |
| Notice of repeal and replacement of September 22, 1992 recognition of exchanges outside Alberta for purposes of trading in exchange contracts with new recognition dated August 12, 2003 | As at 12 Aug 2003 | ASC Notice |
| Notice - TSX Venture Exchange Inc. requests comments on proposed policies and forms and corporate finance policy amendments for the inactive issuer board (the | Published 24 Jun 2003 | ASC Notice |
| Oversight of Exchanges and Quotation and Trade Reporting Systems | Published 07 Nov 2002 | MOU |
| Recognition of TSX Venture Exchange Inc. | As at 13 Sep 2002 | Recognition |
| TSX Venture Exchange Inc. continued recognition (formerly Canadian Venture Exchange Inc.) | Effective 03 Sep 2002 | Recognition |
| TSX Inc. | As at 03 Sep 2002 | Exemption from Recognition |
| Notice of Application from TSX Venture Exchange Inc. for Continued Recognition | As at 26 Jul 2002 | ASC Notice |
| TSX Venture Exchange application to the ASC for continued recognition | As at 24 Jul 2002 | Application |
| Market Regulation Services Inc. by the Commissions | As at 01 May 2002 | MOU |
| Market Regulation Services Inc. | Published 15 Feb 2002 | ASC Notice |
| Summary of Comments regarding RS Inc. Fee Model | As at 15 Feb 2002 | Summary of Comments |
| Application for Recognition of RS Inc. | As at 15 Feb 2002 | Summary of Comments |
| Market Regulation Services Inc. | Published 13 Feb 2002 | Recognition |
| Universal Market Integrity Rules for Canadian Marketplaces | Published 24 Jan 2002 | UMI Rules |
| Notice and request for comment re application for recognition by Market Regulation Services Inc. - revised fee model - comment period closes 25 Jan 2002 | Published 11 Jan 2002 | ASC Notice |
| Policies under the Universal Market Integrity Rules | As at 30 Nov 2001 | UMI Policies |
| Notice of Application for Recognition of Market Regulations Services Inc. | Published 12 Oct 2001 | ASC Notice |
| Alberta Securities Commission sets out terms and conditions of CDNX's continued recognition as an exchange in Alberta under subsection 52(2) of the Alberta Securities Act | As at 31 Jul 2001 | Recognition |
| Notice of approval of acquisition of of CDNX by the TSE | As at 31 Jul 2001 | ASC Notice |
| Notice re extension of comment period | Published 22 Jun 2001 | Notice |
| CDNX application for approval of the transaction | As at 18 May 2001 | Application |
| Notice of acquisition of CDNX by the TSE | As at 18 May 2001 | ASC Notice |
| CDNX operations | As at 18 May 2001 | Schedule 2.6 |
| CDNX advisory Board Terms of Reference | As at 18 May 2001 | Schedule 2.4 |
| Mutual Fund Dealers Association of Canada for Purposes of Rule 16 | As at 10 May 2001 | Authorization |
| CDNX notice and request for comment | Published 20 Apr 2001 | Notice |
| CSA Notice 23-401: Proposed universal market integrity rules of TSE, RS and CDNX | Published 20 Apr 2001 | Notice |
| Notice of Commission Recognition of the Mutual Fund Dealers Association of Canada/Association Canadienne des Courtiers de Fonds Mutuels as a Self-Regulatory Organization for Mutual Fund Dealers | As at 12 Apr 2001 | ASC Notice |
| Mutual Fund Dealers Association of Canada [revoked May 18, 2004] | As at 10 Apr 2001 | Recognition |
| Notice of application for recognition by the Mutual Fund Dealers Association of Canada as a self-regulatory organization | Published 16 Jun 2000 | Notice |
| MFDA Application for Recognition as an SRO | Published 16 Jun 2000 | Application |
| Mutual Reliance Review System | Effective 01 Jan 2000 | MOU |
| Trades by certain dealers in securities listed on TSX Venture (formerly CDNX)(BOR 35-501) | Effective 26 Nov 1999 | Blanket Order |
| Canadian Venture Exchange Inc. (now TSX Venture Exchange Inc.) [revoked] | As at 26 Nov 1999 | Recognition |
| Multilateral staff notice 21-301 re Canadian Venture Exchange (CDNX) | As at 26 Nov 1999 | Notice |
| Recognition of other jurisdictions for various purposes | Effective 26 Nov 1999 | Recognition |
| Investment Dealers Association of Canada | Effective 23 Nov 1999 | Recognition |
| Notice of Memorandum of Understanding relating to the Mutual Reliance Review System | Published 14 Oct 1999 | Notice |
| Transfer of Registration Authority - Limited Recognition of IDA - consolidation of Blanket Order dated 27 Jul 1994, as amended by BLanket Order dated 11 Mar 1998 and effective 01 Apr 1998 | Effective 01 Apr 1998 | Recognition |
| Transfer of Registration Authority to The Alberta Stock Exchange and the Investment Dealers Association of Canada - dated 11 Mar 1998 and effective 01 Apr 1998 | Effective 01 Apr 1998 | Blanket Order |
| Transfer of Registration Authority to The Alberta Stock Exchange and The Investment Dealers Association of Canada (see Variation dated 11 Mar 1998) - Published 27 Jul 1994 | Revoked and Replaced 27 Oct 1994 | Recognition |
| Transfer of Registration Authority to The Alberta Stock Exchange and The Investment Dealers Association of Canada - Dated 21 Jan 1993 | Revoked and Replaced 27 July 1994 | Recognition |
| Recognition of exchanges outside Alberta for purposes of trading in exchange contracts | As at 22 Sep 1992 | Recognition |
| Notice 3.2 - Recognition of jurisdictions under s. 132()(e) and 133(h) of Part 11 of the Act | | ASC Notice |
| Notice 3.1 - De minimus rights offering exemption - recognition of the laws of jurisdictions | As at 08 Oct 1987 | ASC Notice |