News & Publications
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News & Publications 

We're committed to providing you with open, honest and timely information about the role the ASC plays in Alberta's capital market. View the news releases from the last 30 days below, or see the complete listing in our news release section.

Need to know what's been updated on the website in the last week? Check out our weekly updates.

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3/11/2010ASC Alleges Calgary-based Businesswoman Illegally Sold Sellars Financial Inc. SecuritiesNew
3/10/2010ASC Cease Trades Cyprus-based Genius FundsNew
3/5/2010ASC Settles Allegations Against The Hear Now Inc. and Gerard Besaw
3/3/2010Calgary Businessman’s Conviction for Violating Securities Laws Upheld
3/2/2010ASC Seeks Bans against former CMKM Diamonds Inc. CEO Urban Casavant
3/1/2010CSA urges Canadians to “take the next step” to protect themselves from investment fraud
2/26/2010ASC Settles Illegal Insider Trading Allegations with Bradley Arthur Wilson
2/23/2010ASC Extends Cease Trade Order Against Focused Money Solutions Inc. and Victor George DeLaet
2/19/2010ASC Seeks Bans Against B.C. Resident Kerry John O’Neill
2/19/2010ASC Alleges Illegal Sales of Hallett Financial Services Ltd. Securities
2/19/2010ASC Issues Permanent Orders against Wayne Paul Larson
2/17/2010CSA’s ‘Financial Fitness Challenge’ offers Canadian youth a chance to win $2,000 for demonstrating financial smarts
2/12/2010Alberta Court of Appeal Upholds Two Alberta Securities Act Provisions
2/12/2010ASC Provides Limited Relief for Exempt Market Dealers in Alberta
2/11/2010ASC Settles Illegal Insider Trading Allegations with Drilling Engineer
2/9/2010ASC Settles Illegal Insider Trading Allegations
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